Compliance Analyst, Distribution

About ACA:
 

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

Position Summary

 

The Compliance Analyst, Distribution role will support the Registered Funds Operations (Reg Fund Ops) department within Distribution.

Responsibilities associated with Reg Fund Ops will aid in servicing mutual fund and ETF clients by assisting ACA Foreside’s Dealer Services, ETP Operations, NSCC Operations and Marketing Production teams with routine tasks and special projects.

Job Duties

 

The Compliance Analyst, Distribution may perform the following duties:

1. Support Operations teams as needed on assigned tasks, reporting, and compliance activities.
2. Maintain database of agreements in contract management system and assist with other contract related projects.
3. Assist with production and quality review of board reports for legal underwriting clients.
4. Liaise with various Operations teams dependent on assignments.
5. Work under pressure and time constraints to ensure deadlines are met.
6. Perform other ad-hoc work and special projects as necessary to support ACA Foreside’s various client and internal initiatives

Required Education and Experience  
 

1. Bachelor’s degree or equivalent work experience
2. Minimum 3 years of relevant work experience, preferably in financial services

Required Skills and Attributes
 

1. Proficient with Microsoft Office and Adobe Acrobat applications and comfortable working in tech-enabled environment
2. Excellent written and verbal communication skills
3. Strong interpersonal and collaboration skills
4. Ability to prioritize and meet multiple deadlines
5. Self-starter and team player with the ability to work with limited supervision
6. High attention to detail
7. Previous experience in the financial operations, legal, or compliance industry is preferred

What working at ACA offers:
 

We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical coverage fully funded by ACA for employees and their family as well as access to Maternity & Fertility and Wellness programs. ACA also provides Personal Accident Insurance, Group Term Life Insurance, Employee Discount programs and Employee Resource Groups. You’ll be granted time off for designated ACA Paid Holidays, Privilege Leave, Casual/Sick Leave, and other leaves of absence to support your physical, financial, and emotional well-being.


What we commit to:
 

ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected status.